The title for Chapter 2 of the book.

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CHAPTER 2Overview of U.S. Compliance Laws

TO STAY COMPLIANT WITH REGULATIONS means you must interpret the regulation. Equally important, you must understand how regulators interpret the laws. Ultimately court cases and judges decide if a company is compliant, but rarely do regulatory compliance cases ever come to court for a ruling. The vast majority of the time, company representatives will demonstrate compliance through the appropriate regulator. Consequently, three core tenants to sustain compliance include understanding the norms of the industry for compliance, having a good working relationship with ...

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